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|
 |
Seabridge Gold Inc.
(AMEX:SA)
Private Placement for C$27.4 million
1 million flow-through shares @ C$27.36/share
Financial Advisor
December 2011
|
|
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|
|
|
|
 |
Evergreen Energy
(NYSE:EEE)
Advisory Services for the Special Committee
Financial Advisor
October 2011
|
|
|
|
|
|
|
 |
Gold Canyon Resources
(TSX:GCU)
Bought Deal Private Placement
for C$15 million
1.8 million common shares @ C$2.35/share and 3.9 million flow-through shares @ C$2.80/share
Co-Manager
October 2011
|
|
|
|
|
|
|
 |
ECU Silver Mining Inc. &
Golden Minerals Company
Merger-of-equals transaction
for C$629 million
Financial Advisor to
ECU Silver Mining Inc.
September 2011
|
|
|
|
|
|
|
 |
Avalon Rare Metals Inc.
(AMEX: AVL / TSX: AVL)
Follow-on Offering for $47.3 million
7.7 million shares @ $6.15
Joint Bookrunner
August 2011
|
|
|
|
|
|
|
 |
Molycorp, Inc.
(NYSE: MCP)
Secondary Offering for $586.5 million
11.5 million shares @ $51
Senior Co-Manager
June 2011
|
|
|
|
|
|
|
 |
Southwest Airlines and AirTran
Southwest Airlines' Acquisition
of AirTran for $3.4 billion
Financial Advisor to Southwest Airlines
May 2011
|
|
|
|
|
|
|
 |
CVR Partners LP
(NYSE:UAN)
Initial Public Offering for $353 million
22.1 million shares @ $16.00
Co-Manager
April 2011
|
|
|
|
|
|
|
 |
Xinergy Ltd.
(TSX:XRG)
9.250% Senior Notes Offering
for $200.0 million
Co-Manager
April 2011
|
|
|
|
|
|
|
 |
Pretium Resources
(TSX:PVG)
Follow-on Unit Offering for
C$115.00 million
11.5 million shares @ C$10.00
Placement Agent
April 2011
|
|
|
|
|
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|
 |
Hudson Resources
(TSX-V:HUD)
Follow-on Offering for C$17.26 million
15.8 million shares @ C$0.95
Lead Bookrunner
March 2011
|
|
|
|
|
|
|
 |
General Maritime Corp.
(NYSE: GMR)
Follow-on Offering for $53 million
26.5 million shares @ $2.00
Joint Bookrunner
March 2011
|
|
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|
|
|
|
 |
James River Coal Company
(NASDAQ:JRCC)
3.125% Convertible Notes Offering
for $230.0 million
Co-Manager
March 2011
|
|
|
|
|
|
|
|
James River Coal Company
(NASDAQ:JRCC)
Follow-on Offering for $179.7 million
7.65 million shares @ $23.50
Co-Manager
March 2011
|
|
|
|
|
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|
|
James River Coal Company
(NASDAQ:JRCC)
7.875% Senior Notes Offering for $275.0 million
Co-Manager
March 2011
|
|
|
|
|
|
|
 |
Goldgroup Mining
(TSX: GGA)
Follow-on Offering for C$40.25 million
28.75 million shares @ C$1.40
Lead Bookrunner
March 2011
|
|
|
|
|
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|
 |
US Gold Corporation
(NYSE: UXG)
Follow-on Offering for $112.1 million
17.3 million shares @ $6.50
Lead Bookrunner
February 2011
|
|
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|
|
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|
|
Molycorp, Inc.
(NYSE: MCP)
Follow-on Offering for $675.0 million
13.5 million shares @ $50
Senior Co-Manager
February 2011
|
|
|
|
|
|
|
 |
Gold Standard Ventures Corp.
(TSX-V: GV)
Private Placement of Equity
for C$11.95 million
12.58 million shares @ C$0.95
Sole Financial Advisor
February 2011
|
|
|
|
|
|
|
 |
DHT Holdings Inc.
(NYSE: DHT)
Follow-on Offering for $72 million
15.4 million shares @ $4.65
Co-Manager
February 2011
|
|
|
|
|
|
|
 |
Seaspan Corporation
(NYSE: SSW)
Preferred Stock Offering for
$250 million
10 million shares @ $25
Co-Manager
January 2011
|
|
|
|
|
|
|
|
Pretium Resources Inc.
(TSX: PVG)
Initial Public Offering for C$283.0 million
47.2 million shares @ C$6
US Placement Agent
December 2010
|
|
|
|
|
|
|
 |
Minefinders Corporation Ltd.
(NYSE: MFN / TSX: MFL)
Follow-on Offering for C$151.5 million
13.7 million shares @ C$11.10
Co-Manager
December 2010
|
|
|
|
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|
|
Seabridge Gold Inc.
(AMEX: SA)
Sale of Noche Buena Royalty
for $10.12 million
Sole Financial Advisor
December 2010
|
|
|
|
|
|
|
 |
Concho Resources Inc.
(NYSE:CXO)
Follow-on Offering for $237 million
2.9 million shares @ $82.50
Co-Manager
December 2010
|
|
|
|
|
|
|
 |
Curis Resources Inc.
(TSX-V: CUV)
Initial Public Offering for C$38.0 million
19.0 million shares @ C$2
US Placement Agent
November 2010
|
|
|
|
|
|
|
 |
Scorpio Tankers Inc.
(NYSE: STNG)
Follow-on Offering for $45 million
4.6 million shares @ $9.80
Co-Manager
November 2010
|
|
|
|
|
|
|
 |
Costamare Inc.
(NYSE: CMRE)
Initial Public Offering for $160 million
13.3 million shares @ $12
Co-Manager
November 2010
|
|
|
|
|
|
|
 |
SKIL Ports & Logistics Limited
(AIM: SPL.LN)
Initial UK Public Offering
for £76.0 million
30.4 million shares @ 250 pence
Exclusive North American
Placement Agent
October 2010
|
|
|
|
|
|
|
 |
Energy XXI
(NASDAQ:EXXI)
Follow-on Offering for $286 million
13.8 million shares @ $20.75
Lead Manager
October 2010
|
|
|
|
|
|
|
|
Energy XXI
(NASDAQ:EXXI)
Convertible Preferred Offering for $288 million
1.2 million shares @ $250.00
Lead Manager
October 2010
|
|
|
|
|
|
|
 |
Extorre Gold Mines Limited
(TSX: XG)
Follow-on Offering for C$40.5 million
9.1 million shares @ C$4.45
US Placement Agent
September 2010
|
|
|
|
|
|
|
 |
Victoria Gold Corp.
(TSX-V:VIT)
Follow-on Offering for $28.8 million
41.1 million shares @ $0.70
Financial Advisor
July 2010
|
|
|
|
|
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|
|
Molycorp, Inc.
(NYSE: MCP)
Initial Public Offering for $393.8 million
28.1 million shares @ $14
Co-Manager
July 2010
|
|
|
|
|
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|
 |
General Maritime Corp.
(NYSE: GMR)
Follow-on Offering for $207 million
30.6 million shares @ $6.75
Joint Bookrunner
June 2010
|
|
|
|
|
|
|
 |
Allied Nevada Gold Corp.
(NYSE/TSX: ANV)
Follow-on Offering for C$283.5 million
13.5 million shares @ C$21
Co-Manager
May 2010
|
|
|
|
|
|
|
 |
Stonegate Agricom Ltd.
(TSX: ST)
Initial Public Offering for C$51.75 million
51.75 million shares @ C$1.00
US Placement Agent
April 2010
|
|
|
|
|
|
|
 |
CF Industries Holdings, Inc.
(NYSE: CF)
Follow-on Offering for $1 billion
11.2 million shares @ $89
Co-Manager
April 2010
|
|
|
|
|
|
|
 |
Metals USA Holdings Corp.
(NYSE: MUSA)
Initial Public Offering for $239.9 million
11.4 million shares @ $21
Co-Manager
April 2010
|
|
|
|
|
|
|
 |
Kansas City Southern
(NYSE: KSU)
Follow-on Offering for $225 million
5.8 million shares at $39
Co-Manager
April 2010
|
|
|
|
|
|
|
 |
Lydian International Limited
(TSX: LYD)
Follow-on Offering for C$10 million
13.7 million shares @ C$0.73
US Placement Agent
April 2010
|
|
|
|
|
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|
 |
Baltic Trading Limited
(NYSE: BALT)
Initial Public Offering for $228.2 million
16.3 million shares @ $14
Joint Bookrunner
March 2010
|
|
|
|
|
|
|
|
Scorpio Tankers Inc.
(NYSE: STNG)
Initial Public Offering for $162.5 million
12.5 million shares @ $13
Joint Bookrunner
March 2010
|
|
|
|
|
|
|
 |
Golden Minerals
(AMEX: AUMN / TSX: AUM)
Initial Public Offering for $41.7 million
4.9 million shares @ $8.50
Lead Bookrunner
March 2010
|
|
|
|
|
|
|
 |
Massey Energy Company
(NYSE: MEE)
Follow-on Offering for $422.9 million
8.5 million shares @ $49.75
Co-Manager
March 2010
|
|
|
|
|
|
|
|
Seabridge Gold Inc.
(AMEX: SA)
Follow-on Offering for $65.8 million
2.9 million shares at $22.90
Lead Bookrunner
February 2010
|
|
|
|
|
|
|
 |
Silver Standard Resources Inc.
(NASDAQ: SSRI / TSX: SSO)
Follow-on Offering for $114.4 million
6.7 million shares @ $17
Senior Co-Manager
February 2010
|
|
|
|
|
|
|
 |
Guyana Goldfields Inc.
(TSX: GUY)
Follow-on Offering for C$72.6 million
10.45 million shares @ C$6.95
Lead US Placement Agent/
Joint Bookrunner
January 2010
|
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|
 |
Aegean Marine Petroleum
(NYSE: ANW)
Follow-on Offering for $147.1 million
4.5 million shares at $32.75
Co-Manager
January 2010
|
|
|
|
|
|
|
|
Concho Resources Inc.
(NYSE: CXO)
Follow-on Offering for $228.6 million
5.35 million shares @ $42.75
Co-Manager
January 2010
|
|
|
|
|
|
|
|
Energy XXI (Bermuda) Ltd.
(NASDAQ: EXXI)
Follow-on Offering for $178.8 million
94.1 million shares @ $1.90
Co-Manager
December 2009
|
|
|
|
|
|
|
 |
Heatherdale Resources Ltd.
(TSX-V: HTR)
Private Placement in Equity for C$14.36 million
14.36 shares @ C$1.00
US Placement Agent
November 2009
|
|
|
|
|
|
|
 |
Searchlight Minerals Corp.
(OTC BB: SRCH)
Private Investment in Public Equity
for $15.1 million
12.1 million units @ $1.25
Sole Placement Agent
November 2009
|
|
|
|
|
|
|
 |
Uranerz Energy Corporation
(AMEX:URZ/TSX:URZ/Frankfurt:U9E)
Follow-on Offering for $17 million
8.5 million units @ $2.00
Joint Bookrunner
October 2009
|
|
|
|
|
|
|
 |
RailAmerica, Inc.
(NYSE: RA)
Initial Public Offering for $330 million
22 million shares at $15.00
Co-Manager
October 2009
|
|
|
|
|
|
|
 |
Paramount Gold and Silver Corp.
(AMEX:PZG/TSX:PZG/Frankfurt:P6G)
Follow-on Offering for $23 million
18.4 million shares @ $1.25
Lead Bookrunner
October 2009
|
|
|
|
|
|
|
 |
Vista Gold Corp.
(AMEX: VGZ / TSX: VGZ)
Follow-on Offering for $22.8 million
10.1 million shares @ $2.25
Lead Bookrunner
September 2009
|
|
|
|
|
|
|
 |
Santa Fe Gold Corp.
(OTC BB: SFEG)
Gold Stream Financing for $4 million
Sole Financial Adviser
September 2009
|
|
|
|
|
|
|
 |
Silver Standard Resources Inc.
(NASDAQ: SSRI / TSX: SSO)
Follow-on Offering for $50.96 million
2.99 million shares @ $17
Senior Co-Manager
August 2009
|
|
|
|
|
|
|
 |
Excel Maritime Carriers Ltd.
(NYSE: EXM)
Follow-on offering for $48 million
6 million shares @ $8
Co-Manager
July 2009
|
|
|
|
|
|
|
 |
Plains Exploration & Production Co.
(NYSE: PXP)
Follow-on offering for $414 million
17.25 million shares @ $24
Co-Manager
July 2009
|
|
|
|
|
|
|
 |
FreeSeas Inc.
(NASDAQ: FREE)
Follow-on Offering for $18 million
10 million shares @ $1.80
Sole Bookrunner
July 2009
|
|
|
|
|
|
|
 |
Genesee & Wyoming Inc.
(NYSE: GWR)
Follow-on offering for $112.7 million
4.6 million shares @ $24.50
Co-Manager
June 2009
|
|
|
|
|
|
|
 |
International Royalty Corp.
(TSX: IRC / AMEX: ROY)
Bought Deal for C$50 million
14.1 million shares @ C$3.55
US Placement Agent / Co-Manager
June 2009
|
|
|
|
|
|
|
 |
McMoRan Exploration Co.
(NYSE: MMR)
Follow-on Offering for $83 million
14.5 million shares @ $5.75
Senior Co-Manager
June 2009
|
|
|
|
|
|
|
|
McMoRan Exploration Co.
(NYSE: MMR)
8.0% Convertible Perpetual Preferred for $86 million
86,250 shares @ $1,000
Co-Manager
June 2009
|
|
|
|
|
|
|
 |
Oromin Explorations Ltd.
(TSX: OLE)
Private Placement for C$20 million
28.5 million shares @ C$0.70
US Placement Agent
June 2009
|
|
|
|
|
|
|
 |
Aquiline Resources Inc.
(TSX: AQI)
Follow-on Offering for C$18 million
8.1 million shares @ C$2.25
US Placement Agent/Co-Manager
May 2009
|
|
|
|
|
|
|
|
US Gold Corp.
(NYSE Alternext/TSX: UXG)
Follow-on Offering for $50 million
25 million shares @ $2.00
Joint Book-Runner
May 2009
|
|
|
|
|
|
|
 |
Golden Ocean Group Limited
(OSE: GOGL)
NO Follow-on Offering for $110 million
180 million units @ $4.10kr
US Private Placement Agent
April 2009
|
|
|
|
|
|
|
|
Paramount Gold and Silver Corp.
(NYSE: Alternext/TSX: PZG)
Private Placement for C$9 million
12 million units @ C$0.75
Sole Financial Advisor
March 2009
|
|
|
|
|
|
|
|
Silver Standard Resources Inc.
(NASDAQ: SSRI / TSX: SSO)
Follow-on Offering for $92.6 million
5.45 million shares @ $17
Senior Co-Manager
February 2009
|
|
|
|
|
|
|
 |
Endeavour Silver Corp.
(NYSE Alternext:EXK/TSX: EDR)
Private Placement for C$3 million
2,311,540 Units @ C$1.30
US Co-Placement Agent
December 2008
|
|
|
|
|
|
|
 |
Frontline Ltd.
(NYSE: FRO)
Private Placement for $210 million
3 million shares @ NOK 357
Placement Agent
June 2008
|
|
|
|
|
|
|
 |
Britannia Bulk Holdings
(NYSE: DWT)
Initial Public Offering for $125 million
8,333,333 shares @ $15
Co-Manager
June 2008
|
|
|
|
|
|
|
 |
Nucor Corporation
(NYSE: NUE)
Follow-on Offering for $1.85 billion
25 Million shares @ $74
Selling Group Member
May 2008
|
|
|
|
|
|
|
 |
Arena Resources
(NYSE: ARD)
Bought Deal for $119.4 million
2,501,250 shares @ $47.75
Sole Bookrunner
May 2008
|
|
|
|
|
|
|
 |
Deep Down, Inc.
(OTC BB: DPDW)
$40 million PIPE.
Sole Placement Agent
May 2008
|
|
|
|
|
|
|
 |
Safe Bulkers
(NYSE: SB)
Initial Public Offering for $190 million
10 million shares @ $19
Co-Manager
May 2008
|
|
|
|
|
|
|
 |
Genco Shipping & Trading
(NYSE: GNK)
Follow-on Offering for $282.1 million
3,737,500 shares @ $75.47
Joint Bookrunner
May 2008
|
|
|
|
|
|
|
 |
TBS International
(NASDAQ: TBSI)
Follow-on Offering for $173.4 million
3.4 million shares @ $51
Joint Lead Manager
May 2008
|
|
|
|
|
|
|
 |
Nordic American Tanker Shipping Ltd.
(NYSE: NAT)
Follow-on offering for approx.
$160 million
Co-Manager
May 2008
|
|
|
|
|
|
|
 |
Double Hull Tankers
(NYSE: DHT)
Follow-on offering for $96.6 million
9.2 million shares @ $10.50
Co-Manager
April 2008
|
|
|
|
|
|
|
 |
Teekay LNG Partners LP
(NYSE: TGP)
Follow-on offering for $144 million
5 million units @ $28.75
Co-Manager
April 2008
|
|
|
|
|
|
|
|
Seaspan Corporation
(NYSE: SSW)
Follow-on offering for $191 million
7 million shares @ $27.25
Co-Manager
April 2008
|
|
|
|
|
|
|
|
Teekay Tankers Ltd.
(NYSE: TNK)
Initial public offering for $224 million
11.5 million shares @ $19.50
Co-Manager
November 2007
|
|
|
|
|
|
|
 |
ATP Oil and Gas
(NASDAQ: ATPG)
Follow-on offering for $235 million
5 million shares @ $47
November 2007
|
|
|
|
|
|
|
 |
Gulfport Energy Corp.
(NASDAQ: GPOR)
Follow-on offering for $78.75 million
December 2007
|
|
|
|
|
|
|
 |
NGAS Resources, Inc.
(NASDAQ: NGAS)
Registered direct offering for
$25 million
4.2 million shares @ $6
Co-Placement Agent
November 2007
|
|
|
|
|
|
|
|
Aegean Marine Petroleum
(NYSE: ANW)
Follow-on offering for $287 million
7.6 million shares @ $37.75
Co-Manager
November 2007
|
|
|
|
|
|
|
 |
Genco Shipping & Trading Limited
(NYSE: GNK)
Follow-on offering for $273 million
4.055 million shares @ $67
Co-Manager
September 2007
|
|
|
|
|
|
|
 |
Diana Shipping
(NYSE: DSX)
Follow-on offering for $288 million
10 million shares @ $25
Co-Manager
September 2007
|
|
|
|
|
|
|
 |
Paragon Shipping
(NASDAQ: PRGN)
Initial Public Offering for $165 million
10.3 million shares @ $16
Co-Manager
August 2007
|
|
|
|
|
|
|
|
Seaspan Corporation
(NYSE: SSW)
Follow-on offering for $149 million
4.5 million shares @ $33.05
Co-Manager
August 2007
|
|
|
|
|
|
|
 |
Seadrill Ltd.
(OSLO: SDRL)
Private Placement for
NOK 889,000,000 (USD $153,000,000)
7 million shares @ NOK 127
Co-Placement Agent
July 2007
|
|
|
|
|
|
|
|
Arena Resources, Inc.
(NYSE: ARD)
Registered direct offering for $100 million.
2.05 million shares @ $49.00.
Lead Placement Agent
June 2007
|
|
|
|
|
|
|
 |
Navios Maritime Holdings, Inc.
(NYSE: NM)
Follow-on offering for $115 million
13.2 million shares @ $10
Co-Manager
May 2007
|
|
|
|
|
|
|
|
Seaspan Corporation
(NYSE: SSW)
Follow-on offering for
$161 million
5 million shares @ $29.45
Co-Manager
April 2007
|
|
|
|
|
|
|
|
Diana Shipping
(NYSE: DSX)
Follow-on offering for $205 million
10.5 million shares @ $17
Co-Manager
March 2007
|
|
|
|
|
|
|
|
Genco Shipping & Trading Limited
(NYSE: GNK)
Follow-on offering for $148 million
4.2 million shares @ $30.73
Co-Manager
February 2007
|
|
|
|
|
|
|
|
Aegean Marine Petroleum
(NYSE: ANW)
Initial public offering for $201 million
12.5 million shares @ $14
Co-Manager
December 2006
|
|
|
|
|
|
|
|
Seaspan Corporation
(NYSE: SSW)
Follow-on offering for $247 million.
10 million shares @ $21.50.
Co-Manager with Merrill Lynch & Citigroup
November 2006
|
|
|
|
|
|
|
|
Nordic American Tanker Shipping
(NYSE: NAT)
Follow-on offering for $184 million.
5.5 million shares @ $32/share.
Co-Manager with Bear Stearns
October 2006
|
|
|
|
|
|
|
 |
Danaos Corporation
(NYSE: DAC)
Initial public offering for $215 million.
10.25 million shares @ $21/share.
Co-Manager with Merrill Lynch & Citigroup
October 2006
|
|
|
|
|
|
|
|
Diana Shipping
(NYSE: DSX)
Secondary offering for $76 million
7 million shares @ $9.50/share
Co-manager
|
|
|
|
|
|
|
 |
Quintana Maritime Limited
(NASDAQ: QMAR)
Private Investment in Public Equity for $191 million
2 million units @ $93.75/unit
(1 preferred + 4 warrants)
Lead Placement Agent
|
|
|
|
|
|
|
|
Double Hull Tankers
(NYSE: DHT)
Initial Public Offering for $200 million
16.0 million shares @ $12
Co-manager
|
|
|
|
|
|
|
 |
Brigham Exploration
(NASDAQ: BEXP)
Secondary Offering for $104 million.
7.5 Million Shares @ $12
Co-manager
November 2005
|
|
|
|
|
|
|
|
Gulfport Energy Corporation (NASDAQ: GPOR)
Follow-on offering for $97 million
6.05 million shares @ $14/share
Co-manager
April 2006
|
|
|
|
|
|
|
|
Seaspan Corporation
(NYSE: SSW)
Initial Public Offering for $606 million
28.57 million shares @ $21
Co-manager
|
|
|
|
|
|
|
|
Quintana Maritime Limited
(NASDAQ: QMAR)
Initial Public Offering for $195 million
16.7 million shares @ $11.50
Co-manager
|
|
|
|
|
|
|
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Genco Shipping
(NYSE: GNK)
Initial Public Offering for $247 million. 11.76 million shares @ $21
Co-manager
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DryShips
(NASDAQ: DRYS)
Initial Public Offering for $269 million
14.95 million shares @ $18
Co-Manager
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OMI Corporation
(NYSE: OMM)
Follow-on offering for $145 million
9 million shares @ $11.75
Co-Manager
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Navios (NYSE: NM) formerly International Shipping Enterprises
Initial Public Offering for $197 million
32.8 million units @ $6/unit (1 common + 2 warrants)
Underwriter
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TBS International
(NASDAQ: TBSI)
Initial Public Offering for $81.6 million
8.16 million shares @ $10
Co-manager
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